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Student Complaints

Understanding the Student Complaints Procedure

This guide explains the Student Complaint procedure and what happens after you submit a complaint to the University.

Find full details on the Student Complaint procedure within the Academic Regulations.

On this page you will find the following information:

  1. Preparing your complaint
  2. Checklist: before you submit your complaint
  3. What happens after you submit your complaint
  4. Possible outcomes
  5. Potential remedies

If you have any queries, please contact the team on studentcomplaints@derby.ac.uk

Preparing your complaint

To submit a complaint, the first step is to complete the Student Complaint Form and provide details of the concerns you would like the University to investigate.

The Student Complaints Team will have no prior knowledge of your concerns, so it is important that you explain your complaint clearly and provide sufficient information for it to be considered.

Complaints should normally be submitted within three months of the issue(s) occurring or of you becoming aware of them. If your complaint is submitted outside this timeframe, you should explain why it could not reasonably have been submitted sooner and provide supporting evidence where appropriate.

When completing the University of Derby Student Complaint Form, you should:

  • Clearly explain what has happened
  • Include dates and names where appropriate
  • Explain why you are dissatisfied
  • Describe the impact the issue has had on you
  • Explain what outcome or resolution you are seeking
  • Include any information you feel is important to help the University understand your complaint

Supporting evidence helps the University understand the concerns you have raised. The Student Complaints Procedure is an evidence-based process. The burden of proof rests with the student to explain and evidence the concerns being raised.

Your evidence should:

  • Support the concerns described in your complaint
  • Relate to the relevant time period
  • Clearly demonstrate what happened
  • Be provided from the original source where possible
  • Include relevant dates and times
  • Explain the impact the issues have had on you

Submit your completed Complaint Form and any supporting evidence to:

studentcomplaints@derby.ac.uk

Before submitting, ensure you have attached all relevant supporting documentation.

Checklist: before you submit your complaint

Before submitting your complaint, ensure you have considered the following:

  • Have I tried to resolve my concerns formally, for example with the Programme Leader, management of relevant department etc.?
  • Have I submitted my complaint within 3 months of the issue(s) occurring? If not, have I explained why the complaint could not reasonably have been submitted earlier and provided supporting evidence where appropriate?
  • Have I clearly explained my concerns?
  • Have I explained what happened?
  • Have I explained the impact the issue(s) have had on me?
  • Have I explained what outcome or resolution I am seeking?
  • Have I attached relevant supporting evidence?
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What happens after you submit your complaint?

From the date you submit your completed complaint form and supporting evidence, we aim to conclude the complaint process within 90 calendar days.

Once your complaint has been acknowledged, a Case Officer will review your submission within 5 working days. 

The Case Officer does not decide the outcome of your complaint.

Their role is to review your complaint, determine whether it can proceed under the Student Complaint Procedure, and ensure it follows the correct process.

The Case Officer will review:

  • Whether your complaint form has been completed fully
  • Whether you have sought informal resolution
  • Whether sufficient information has been provided
  • Whether sufficient supporting evidence has been submitted
  • Whether further information is required
  • Whether the complaint should proceed to formal investigation

Following this review, one of the following actions may be taken;

  • The complaint may be rejected
  • Further information or evidence may be requested
  • Informal resolution may be explored where appropriate
  • The complaint may be referred for a formal investigation
  • The complaint has been submitted outside of timescales
  • The complaint falls outside the scope of the Student Complaint Procedure
  • The complaint has already been considered
  • Insufficient information or evidence has been provided
  • The concerns should be considered under another University procedure
  • Local resolution has not yet been attempted where appropriate

Formal investigation

If your complaint is accepted for formal investigation, an impartial senior staff member of University staff will be appointed as the investigator.

The investigator will review your complaint, submitted evidence and any other relevant information required to consider the matters raised.

During the investigation, the investigator will:

  • Review your complaint and supporting evidence.
  • Request additional information.
  • May meet with you to discuss your complaint.
  • Speak to staff or relevant other individuals/departments
  • Review University records and documentation.
  • Reach an evidence-based decision.

Step 1

Normally completed within 10 working days of an investigator being appointed.

Step 2

Normally completed within 20 working days of an investigator being appointed.

Review

Normally completed within 20 working days. of an Executive Reviewer being appointed.

If delays occur due to complexity or availability of information, you will be kept informed and provided with an updated timescale.

In some cases, delays may occur where the matters being investigated are particularly complex. The investigator may also need to speak with multiple individuals or review additional evidence before reaching a decision. Where delays occur, you will be kept informed and provided with an updated timeframe.

Need independent advice?

The Union of Students Advice Service offers free and independent guidance on the Student Complaint Procedure.

They can help you understand the process, review your complaint and identify relevant supporting evidence.

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Possible outcomes

The possible outcomes of an academic appeal investigation are as follows:

The investigator has found that the complaint is supported by the circumstances and evidence provided.

The investigator has found that some aspects of the complaint are supported by the circumstances and evidence provided, while others are not.

The investigator has found that the complaint is not supported by the circumstances and evidence provided.

Potential remedies

Where a complaint is upheld or partially upheld, the remedy will depend on the individual circumstances of the case and may include:

  • An apology
  • Correcting an administrative error
  • Providing additional academic support
  • Reviewing or improving processes
  • Taking action to prevent similar issues occurring again
  • Other remedies considered appropriate in the circumstances of the case

The University will always seek to offer practical remedies first, where appropriate. In line with guidance from the Office of the Independent Adjudicator (OIA), this means aiming to resolve issues in a timely, fair, and proportionate way.

If a practical remedy is not possible or does not fully resolve the matter, where appropriate financial remedies may also be considered in accordance with Office of the Independent Adjudicator (OIA) guidance, or a mixture of practical and financial remedies in accordance with OIA principles.

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Office of the Independent Adjudicator for HE (OIA)

The Office of the Independent Adjudicator for Higher Education (OIA) runs an independent scheme to review student complaints. The University of Derby is a member of this scheme. If you are unhappy with the outcome you may be able to ask the OIA to review your complaint. You can find more information about making a complaint to the OIA, what it can and can’t look at and what it can do to put things right if something has gone wrong.

You normally need to have completed the Complaints procedure before you complain to the OIA.  You can receive a letter called a “Completion of Procedures Letter” when you have reached the end of our processes and there are no further steps you can take internally. You can find more information about Completion of Procedures Letters and when you should expect to receive one via the OIAHE website.

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